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Marc is a former Kansas Securities Commissioner and now advises clients in matters regarding securities, finance, banking, insurance and other highly-regulated industries. He is experienced in mergers and acquisitions; mezzanine, venture and private equity investments; exempt securities transactions; and securities law compliance for both registered and exempt persons and entities. Marc has represented small business investment companies (“SBICs”) in both transactional and regulatory matters and, while commissioner, led Kansas’s implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Additionally, Marc has experience both prosecuting and defending criminal matters alleging financial misconduct, including broker-dealer and investment advisor impropriety and breach of officer and director fiduciary duties. Marc holds J.D. and LL.M. (banking and financial law) degrees from Boston University School of Law and an M.B.A. from Boston University Graduate School of Management. He is a Phi Beta Kappa graduate of the University of Kansas.
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